Basic criteria for company raising fund which a company has to be: Limited or Non-Listed
company was registered by Thai laws Run the business for 2-3 years Clear the goal and
business plan till Exit Strategy with the following steps If your company information or
documents are not ready, please feel free to request a consultation basically via
email@example.com Tel :
1. Raise Fund with Sinwattana Equity Crowdfunding
Learn about Equity Crowdfunding basically or interested to raise fund through
This is a meeting between issuer and Sinwattana to discuss and understand about
how Equity Crowdfunding works and getting to know the issuer’s business also the
purpose of the securities offering.
In the preliminary qualification, the issuer
must hand over the Non Disclosuer Agreement (NDA) to Sinwattana. Then submit
important documents such as Business Plan, Audited Financial Report, Financial
Projection, and others to Sinwattana to do a preliminary verification
Takes 1-2 weeks to process
Verify received company information and documents such as Founder, Registered
Company Information, Company’s Authorized Capital, Business Plan and etc. to
define how possible to raise fund from investors.
Issuer has to sign the contract document with Sinwattana and pay appointment
within 7 days after
send the Contract document.
* Apppointment Fee is Sinwattana’s service to
validate and valuate company give suggestions and feedback as mentor and
issuer to prepare and plan to do marketing and roadshow to achieve success
4. Management Process
Takes 1-2 months to process
Sinwattana will validate and valuate the deal size and authenticity of deal flow
by Sinwattana’s specialists to display on the platform for investors and
establish the term sheet for investors on the platform.
The shortlisted deal is interest of subscribing securities from investors,
safekeeper agreement require issuer to open safekeeper account with 50,000 Baht
for service fee.
* Excluding VAT 7%
5. Create a company profile
Take time just 10 minutes to provide all information
in case if the information and documents are ready and complete
Become an Issuer
by registering your company and deal on Sinwattana platform.
You have to provide all information accurately such as company information, back
account, partner, team members, awards, financial information and etc. to
display on the platform.
Issuers are to provide detail contents:
1. Copy of bank book image
2. Bank account no.
3. Bank account name
* Issuers who is using a Kasikorn account will
be exempt from fees. For other bank accounts, fees will be charged according to
the bank’s policy.
The documentations accuracy for curation is part of the vital assessment.
1. Authorised Letter from issuer’s legitimate shareholders stated under DBD.
2. A detailed business plan
3. A business canvas model chart
4. Audited Financial Report for latest 3 years
5. Annual General Meeting
6. A valid copy of registration certificate of company
Above information is a start to a great journey for your funding expansion plan.
To have clarity on deal offerings, it is highly recommended to issuer to
a short 3 minutes video clips of the company’s business and story for this
raising. Issuer are to provide detail content as well stay connected to
to investors queries on comment page.
In accordance with the compliance of the Securities and Exchange Commission, Issuer
have to do Self-Declaration about previous funding from others funding portal.
To ensure that the total value offering amount in each company to retail investors
shall not exceed 20 million Baht during the period of 12 months as from the first
offer and not exceed 40 million Baht as from the first date of the first offering
through crowdfunding portal.
6. Pre-Launch Roadshow
Private Session is to meet issuer or business owner for investors or individual
who is interested to invest to listen issuer’s intention to expand their
business such as goal, mission, vision, the team, company culture, business plan
and marketing plan for the future and has Q&A to ask any questions. The session
is to increase confidence for investment. Issuer will receive the real feedback
Joined Investors are able to reserve the deal before anyone
For Pre-Launch, Sinwattana is recommended to make investors to be
interested the deal greater than 70% to make sure that the deal can be attracted
Otherwise, the deal quite has risk to be unsuccessfully
7. Publish on Platform
Publishing deal officially for investors to reserve the deal through the
platform. The deal was raised fund from investors 100% otherwise issuers will
not receive the fund or called ‘All or Nothing’
Issuer has to do marketing to
approach investors to invest the deal as far as possible
If the deal was raised
fund 100% completely before close deal date, issuer can be close the deal
immediately which is called ‘Cooling Period’
Appointment fee will be invoiced on Sinwattana acceptance to raise fund on
our portal. Issuer has to pay appointment fee within 7 days.
3% - 8%
For deal is successful only, Sinwattana will approve safe keeper to transfer
money to issuer by deduction success fee 3% to 8% of the fundraising target.
What are the critical steps issuers must take to account
for fund raising being fully success
1. On successful fund raised
Sinwattana will generate a fundraising summary report with respective
shareholders information to issuer.
2. Share Certificate
Issuers must issue a share certificate to all investors who subscribe to the
deal before doing a capital increment process. Regarding the issuing of share
certificate, Sinwattana has appointed Kasikorn Bank as the registrar to provide
convenience to issuers and ensure that the share certificates are properly
3. Transfer Money to Issuer
The next process after issuing share certificates is to transfer the funds to
the issuer. Prior to transferring the funds to issuers, the safekeeper will
deduct 1.8% of the fund or not more than 300,000 Baht for safekeeper payment
For the platform fee, the safe keeper will deduct 3% - 8% of the fund and
transfer it to Sinwattana. After that, the money will be transferred to the
issuer within 1-2 business days.
4. Increase Capital DBD
Issuer has to make an announcement of capital increase on newspaper column for
14 days and proceed to increase their capital at Department of Business
* Capital increase registration may have
additional expenses on top of fees on our funding portal. Issuers must be
responsible for such expenses themselves.
5. Issuer Has to Keep Updating Deal
After the offering for sale of securities have ended, issuers are responsible
for the updating of information to the investors quarterly. The updated
information should include the company’s performance and the report of how the
budget that was raised on Sinwattana Equity Crowdfunding platform were
* If deal is unsuccessful, Sinwattana will
proceed return money back to investors within 7 days